Head of Compliance and MLRO
Kimmy is Head of Compliance at Henderson Rowe, overseeing the structure, process and procedures at Henderson Rowe that ensure compliance with the FCA regulations. As the Money Laundering Reporting Officer (MLRO), she also has overall responsibilities for identifying the risks relating to financial crime and ensuring that systems and controls are in place to mitigate the risks.
Kimmy has extensive compliance experience at asset managers, wealth managers and brokers. Prior to joining Henderson Rowe, she was a compliance consultant with Ingenious Investment Management Ltd.
Kimmy holds a BA (Hons) in banking, insurance and finance from the University of Wales, Bangor (now “Bangor University”). She has MSCI status and holds various other professional qualifications from the CISI, most notably the Investment and Compliance Diploma.
Upon completing university, Kimmy had a choice to join either Virgin Atlantic’s cabin crew or the banking industry. Both couldn’t be more different, but neither is without risk.